Principle Leadership Project


Leadership Education for the Elementary School Classroom

INTRODUCTION

            Much research has gone into adult and adolescent leadership development.  Many theories and programs exist for them, but these opportunities fall short when it comes to younger children. The elementary school level is an important age for students to start becoming more aware of themselves, their role in a community, and to start giving them the skills they need to take on the challenges of school and the world.  Leadership education can take character education one step further, and a strong commitment to teaching children about character and collaboration in this way will help students develop leadership skills from a younger age.  Students should be given the tools they need at a younger age so that they can function better in school, at home, and in their communities, and to prepare them for the future.  This paper explores a leadership education model that has been implemented, and offers a modified and updated proposal of a model to be implemented in the 2013-2014.  The models in this paper are based on Maslow’s hierarchy of needs (1943), Tuckman’s Stages of Group Development (1965), The 7 Habits of Happy Kids (Covey, 2008), Tribes Learning Communities (Gibbs, 2006), Heifetz’s model of adaptive leadership (Klau, 2006), and personal leadership facilitation and experience of the researcher.

            The aim of this project is to evaluate elements of leadership education that were implemented in a third grade (8 and 9 years old) classroom from January- June 2013. The researcher will evaluate the effectiveness of the implementation of the theories that were used.  It will analyze the findings with regard to student responses to the program, as well as the researcher’s observations of what was successful and what needs to be improved.  Next, the paper proposes a modified leadership curriculum that will be used from the start of the next school year.  The author’s role in the process is both teacher implementer and researcher.  She implemented the first program from January- June 2013.  From this experience, she modified and improved the program for the August 2013- June 2014 school year. 

LITERATURE REVIEW

While there is a plethora of research dedicated to leadership development and teambuilding in teenagers and adults, there is limited research that delves into the benefits and effects of implementing it in elementary school aged children.  This segment describes literature that was used to prepare for the program. It is organized into five sections: (1) what opportunities exist, (2) positive personal benefits, (3) positive benefits for the school, (4) methods, (5) gaps in the literature. The literature study will conclude with an analysis of the limitations in the literature and how the leadership curriculum attempted to fill those gaps.

What Opportunities Exist for Students

            Currently, most elementary schools have some sort of character education or life skills program that is being implemented (Gibbs, 2006; Hess, 2010) which is used inconsistently throughout the school year.  Educators refer to the programs perhaps once or twice a month, and there is usually not a school-wide commitment to it.  Some schools have started offering more opportunities for student leadership such as student councils, Student Ambassadors, Community Life, and Creative Partnerships Teams (Pedersen, Yager, & Yager, 2012; Smith, 2012; Thomson, 2012).  Other extra curricular programs that schools offer include Destination Imagination and Distributive Education Clubs of Ameriac (DECA) (Rice, 2011).  These types of programs offer students the chance to lead, work with others, be creative, organize events, and communicate.  However, the downfall is that only a select group of students are given these opportunities.  It is also important to note that some of these opportunities are only open to high school students such as DECA and Community Life.  It would be interesting to see if these great programs could be adapted and applied to students of a younger age.

            Tribes is a program that takes character education to the next level (Gibbs 2006).  Ideally it is implemented daily in the classroom.  It is aimed at the elementary school age group and includes many fun activities.  It would be very successful if it was used correctly and if the staff was committed to using it.  Unfortunately, most teachers only use it to put their students in groups and do not make use of the collaborative strategies it promotes.  Tribes can help students be better problem solvers, get to know each other better, and create a more inclusive atmosphere.

            The most integrated and thorough implementation of leadership and teambuilding education into elementary schools stems from Stephen R. Covey’s concepts of the 7 Habits of Highly Effective People (2008).  Schools in the United States have created leadership themed schools that infuse the 7 Habits into every day learning.  Through their approach, each and every student is given leadership opportunities on a regular basis.  Staff is fully committed to carrying out the theme, and even parents are on board with the program.  It is a whole community approach that has had great success in many different schools in the United States, and now around the world.

            There is a wide spectrum of leadership and teambuilding implementation in elementary schools.  While many still struggle with a consistent approach, some schools offer great programs to select students.  It is clear in the research that to get the most positive and successful results, a community-wide implementation and commitment is needed.

Positive Personal Benefits

The leadership literature, for all age groups, points to positive results in behavior and the development of critical life skills that will prepare students for the future.  Many studies found that leadership and teambuilding curricula helped to increase student confidence, collaboration, accountability, responsibility, creativity, conflict resolution, and perceived individual value (Covey, 2008; Hess, 2010; Rice, 2011; Thomson, 2012; Weissbourd & Jones, 2012).  Not only will these help students perform better in school, but they will give students the skills they need to compete for jobs in the twenty-first century workplace as it moves to a more conceptual age that requires more “right brain” skills (Covey, 2008; Hess, 2010; Pedersen, Yager, & Yager, 2012).  Employers are looking for innovative employees with great collaborative skills on top of a college degree.  A list of top skills employers seek in employees listed in Covey’s book (2008) identifies the same types of skills students learn through leadership and teambuilding education.  Studies have also shown that leadership and youth development programs lead to “decreased negative behaviors…and increased positive behaviors (such as motivation, academic performance, self-esteem, problem solving, positive health decisions, and interpersonal skills)” (Gill, 2005, p.1).  Studies done on leadership camps and week-long programs showed significant positive changes that complement those above, such as positive self concept and identity, better social skills, and positive psychological development (Klau, 2006; MacNeil, 2006).

Positive Benefits for the School

            Leadership opportunities for students point to increased student engagement in class, a higher commitment to learning, and better relationships between students and faculty (Dempster and Lizzio, 2007).  Studies also show that when students are given leadership opportunities it also leads to decreased behavior problems in students (Covey, 2008; Weissbourd & Jones, 2012).  Weissbourd and Jones (2012) posit that a whole school community approach could drastically reduce the amount of bullying that takes place in a school.  Covey (2008) gives many examples of schools that have taken such an approach and found great success in the reduction of misbehavior and the increase of positive relationships among students.

            Furthermore, leadership and teambuilding education creates a positive school culture and atmosphere (Covey, 2008; Pedersen, Yager, & Yager, 2012; Rice, 2011; Smith, 2012; Weissbourd & Jones, 2012).  This type of atmosphere provides a safe learning environment that fosters increased learning and allows all students to thrive together.  Increased learning is proven through higher test scores in students as well as increased class engagement and participation reported by teachers (Covey, 2008; Dempster & Lizzio, 2007).

Methods

            Of the types of implementation discussed above, a school wide approach has reported the most successful results.  It must start from the top down.  If the administration is committed and provides the tools for the teachers, the effects will trickle down to the students and out to the parents (Covey, 2008; Smith, 2012; Weissbourd & Jones, 2012).  When there is 100% buy-in from the faculty, there is more success (Covey, 2008; Pedersen, Yager, & Yager, 2012). 

            Other methods of teaching leadership education that are more commonly used include character education type programs that happen usually once a month (Hess, 2010).  While these have value, much of it is lost due to inconsistency and lack of exposure to real life examples of the character traits. Some high schools have started offering leadership classes as an elective (Dempster & Lizzio, 2007); however, these opportunities only reach a small percentage of select students.

Leadership Development vs Youth Development

            According to Gill (2005), youth development “prepares young people to meet the challenges of adolescence and adulthood through a coordinated progressive series of activities and experiences that help them to become socially, morally, emotionally, physically, and cognitively competent” (p. 1).  Paul and Lefkovitz (2006) agree with this in their definition, “youth being able to develop into self sufficient, caring, and contributing adults” (p.1).  Youth development is important because it helps children grow and find their place in their communities.  While this article was directed towards adolescents, this part of development is also crucial at the elementary school level.  Specifically in the third grade, the researcher has observed that many students start to become more aware of social situations, their roles in the community, and start to take on more responsibilities.  This type of development would give students the tools they need to cope and grow in these facets.

            Leadership development, on the on the other hand, is more specific in that it is:
Both an internal and external process leading to (1) the ability to guide or direct others on a course of action, influence their opinion and behavior, and show the way by going in advance; and (2) the ability to analyze one’s own strengths and weaknesses, set personal and vocational goals, and have the self-esteem to carry them out” (Gill, 2005, p.1).

This concept of developing leaders is congruent with the goals of the researcher’s leadership curriculum.  One of the most important points from Gill’s definition is about how leaders should model the way.  The new leadership curriculum will give students more opportunities to do this and guide others.  The second half of the definition covers the ideas of personal awareness and growth, of which there is a big emphasis in the leadership curriculum.  These two definitions are helpful in that they will help the researcher structure the new curriculum and focus on both aspects.

Components of a Good Leadership Program

            According to the literature, a good leadership program should have clear goals, the opportunity to practice leadership, and community connections (Gill, 2005; Klau, 2006; Paul & Lefkovitz, 2006).  It is also important that the program is assessed in some way, which is usually done through self-evaluation pre and post program by the participants and supervisors (Barry, 2010; Paul & Lefkovitz, 2006).  The first leadership curriculum developed by the researcher did not include enough opportunities for students to practice their leadership in authentic and meaningful ways (MacNeil & McClean, 2006, p. 100), nor did it assess the program through evaluations.  Both of these things will be included in the new curriculum through self-evaluations and a culminating leadership project at the end of the year that students will design and execute with teacher guidance.  Students will also be given opportunities to help second graders during house integration days and do service work to help members of the school community.

Limiting Factors of a Leadership Program

            Some common elements that were found to inhibit the success of a leadership program include negative adult-youth relationships, unclear goals, focus on leadership as authority, and not giving youth the opportunities to practice and reflect on their leadership.

            MacNeil (2006), Ricketts and Rudd (2002), and Paul & Lefkovitz (2006) describe how a negative adult-youth relationship (namely, adultism) can be detrimental to a leadership program.  While adults may be in charge overall, the key is to shift attitudes so that adults see youth as capable and active members of the group.  Many times adults view youth as being too young or too immature, but these types of attitudes are stereotypes and only help to keep youth at that level instead of empowering them to be more.  Leadership programs should be moving from adult-led with youth as “objects” to including youth in major decisions and giving them voice and power.  This will give them the opportunities to make meaningful decisions and practice the leadership skills the adults are giving them.  It is important to note that the shift to sharing and giving power to youth is something that gets greater as the youth grow older.  In this specific case of a third grade classroom, the teacher will have more power and influence in the relationship as to introduce and model positive behaviors to the students.

            Klau (2006) conducted case studies on three large leadership organizations in the United States.  He found that two of those organizations had unclear goals about what leadership was.  Staff were not able to answer the question confidently, and this affected the overall outcomes of the programs.  With an unfocused idea of what kind of leaders they wanted to inspire, many programs (from Klau’s case studies and from the researcher’s own experience) tend to focus on trivial things such as cheering.  While this promotes energy and enthusiasm, it is not a core element of being a leader.

            Sometimes there is a misconception that leadership means authority, and this can be misleading to youth. One can be a leader in many different ways without being in a position of power, and as Klau (2006) points out, “young people rarely wield formal authority in society” (p. 61).  With this in mind, it is important that leadership programs do not focus on this, but show youth that there are many opportunities for them to take on leadership roles that are not authoritative.  With this type of open mindset, youth are more likely to get involved in their communities in different ways.

            Multiple studies have pointed to the importance of giving youth the opportunity to practice their leadership. MacNeil and McClean (2006) push that “learning leadership happens experientially” (p.99) and have noted great differences in the outcomes of programs that involve youth in authentic and meaningful experiences so that they can practice what they have learned.  Paul and Lefkovitz (2006) agree with this and say that, “youth benefit from leadership opportunities where the impact of what they do is extended beyond themselves” (p. 21).  Klau (2006) uses Heifetz’s adaptive leadership model to evaluate leadership programs.  Heiftetz “recognizes that the experience of exercising leadership is considerable more intense than the experience of simply talking about leadership” (p. 62).  There is also an emphasis on the importance of reflective practice in leadership education, especially when exercising leadership (Gill, 2005; Klau, 2006; Paul & Lefkovitz, 2006).  Without the opportunities to practice and reflect, youth are only left with knowledge; and what good is knowledge without experience?  The first implementation of leadership curriculum gave room for reflection, but lacked opportunities for students to practice.

Gaps in the Literature

            As stated before, there is quite a bit of literature around teen and adult leadership and teambuilding education.  However, these theories and strategies must be adapted when working with a younger elementary age group (Dempster & Lizzio, 2007).  The field of student leadership is something that is beginning to arise and take on more interest in education.  Of the articles studied for this paper, many of these articles did not have complete studies with tangible results.  Most of the positive outcomes that were stated came from observations and interviews and there was not a lot of hard data.  That is where the large gap in this study occurs- in the lack of valid and reliable information and a general lack of research done for the elementary age group.

            Covey (2008) talks about data notebooks that students keep to record their work.  He stated that many of the leadership themed schools keeps graphs of data in public places, such as by the school office, to show the progress that students are making academically.  Thomson (2012) has similar ideas and says that using running records kept by students could be used as an assessment of the effects of student leadership.  Thomson also conducted interviews with students, past and present, to get a better understanding of what students get from student leadership now, and how it has prepared them for the future.

            Based on the research that was reviewed, the author decided to combine some of the best practices and try them in her third grade classroom.  The hope was that she would find success and that other classes would join in the next school year.

FIRST IMPLEMENTATION

The first implementation of a leadership curriculum was based on Stephen R. Covey’s (1989) 7 Habits of Highly Effective People.  Charter schools in the United States and around the world have been using a modified program called the 7 Habits of Happy Kids which makes the 7 habits kid-friendly and relatable for elementary school aged students.  This program was complimented by the Tribes Learning Communities program (Gibbs, 2006) that Colegio Bolivar already used, as well as many teambuilding activities pulled from the researcher’s leadership facilitator experiences.  With these ideas combined, the leadership education in the classroom was built on the following elements: taking responsibility for one’s own actions, expanding personal awareness to community awareness, taking risks, being respectful, engaging in meaningful communication, problem solving, resolving conflicts, and working together.

            Each of the Covey’s seven habits was introduced weekly.  The teacher and students read stories about each habit together, the habits were discussed and put into the students’ own words, and students were always on the look out for real life examples.  In the last seven weeks of school, awards were given weekly for each habit. Students voted for their peers who embodied the specific habit and recognition was given for examples of when they showed the habit.

            Teambuilding activities were done in students’ tribes groups as well as other mixed groups.  As tribes groups, emphasis was placed working together, communication, using each others’ strengths, and showing respect.  Many times students chose roles (such as scribe, timekeeper, clarifier, materials manager, and so on) to take leadership in.
Students enjoyed the leadership education they received, especially the 7 Habits of Happy Kids and the teambuilding activities.  Most students’ favorite habit was Habit 1- Be Proactive.  One student said on his self-reflection about the habits: “The 7 habits have taught me that solving problems is better to do it by talking and not by violence and put downs.  It is better to apologize than fight.  My favorite habit is Be Proactive because sometimes I was reactive and solving problems in a bad way.”  The 7 Habits also helped students reflect on themselves and their actions.  One student said this about Habit 5- Seek First to Understand, then to be Understood: “I’m not the best listener of others and now I’m becoming better and better and better everyday.”  Students thought that the teambuilding activities were fun, but also challenging.  One said, “It made me think about problems differently.  You could do the same things in different ways.  Like all the groups didn’t do the same thing, but they still all did it.”  In this way, the leadership education met the goals of working together and thinking critically.

            Overall, students and their parents liked the leadership education in the classroom as was demonstrated by written self-reflections by students, and conferences with parents.  Parents commented that they noticed a positive change at home and asked for resources they could use at home as well.  Students understood the concepts and were able to point out real life examples of the habits and leadership around them.  They gained a greater awareness of things and people outside of their own personal bubbles.

            The researcher observed improved conflict resolution skills in the students and less disruptive behavior in the classroom.  Students were more aware of their actions and their consequences.  They were more reflective during and after situations and were able to form more positive action plans to address similar issues that might come up in the future. Students supported each other more in all situations- both positive and negative, and both inside and outside the classroom.

            Leadership education through the 7 Habits, Tribes, and teambuilding activities helped students reach higher in Maslow’s Hierarchy of Needs.  Physiological needs were not a problem in the classroom because the students in the school are well off and had all physical materials they needed.  Safety needs were met through conflict resolution skills that were taught through both Tribes and the Habits, especially Habit 1- Be Proactive and Habit 4- Think Win Win.  The love and belonging need was addressed through many of the teambuilding areas.  Students made new friends, had to trust each other in different scenarios, and were able to form a stronger community in the classroom. For the esteem need, students increased their self-esteem as they realized their strengths as leaders in different areas.  As different students excelled in different areas and activities, their peers learned more about them and respected them for their talents.  Appreciations were always given on Friday afternoons, and also spontaneously when someone deserved it. Not all students reached the level of Self-Actualization, but many were on the right path towards it.  At the age of 8 or 9, it can be difficult for a child to be so self-aware.  Many of them are still learning how to reflect as they continue to grow and learn more about themselves.  They are still discovering talents, preferences, and new perspectives.

            Through Tribes and teambuilding activities, the researcher observed that students went through many of Tuckman’s stages of group development (1965). In Tribes, students are placed in new groups of four or five people in their seating arrangements.  These groups are usually kept for about 3 months, and in this time the stages of group development are clearly demonstrated.  Few groups at this age group truly met the performance level, but many made it to a norming stage.  There always seemed to be one tribe that never made it past storming, however.  This is interesting and may be an indicator to the researcher to make the groups more even in the future.  The storming periods served as the greatest lessons for the students as they were able to put conflict resolution strategies to use and the teacher took a step back to give them to space to solve their own problems (but also provided guidance throughout the process).

            The leadership education that was offered from January to June 2013 was successful overall based on student reflections and teacher observations.  The next step in the process will be to make the second implementation more structured and data driven.  Other weaknesses in the program included: not enough integration between the different programs such as the 7 Habits and Tribes; fully teacher-driven implementation (not enough student input); not enough opportunities given to students to practice their leadership skills.

IMPROVING THE PROGRAM

Based on findings from the first implementation that consisted of student self-reflections, conferences with parents, and teacher observations, as well as further research, there were many ways for the new curriculum to be improved.  First, the curriculum became an integrated program that ran throughout the entire year.  This is what makes it different than many other character education programs, and week-long programs that currently exist.  The importance of integration and tying the leadership themes into the everyday classroom were emphasized for continuity.  Students were able to find opportunities for leadership, even if they were small, in the world around them- in school, at home, in extracurricular activities.  Character education tends to focus on themes once a month, or so, and the ideas are not always carried over into their daily lives.  Most leadership programs that exist for adolescents are week-long and very powerful, but not all participants will take it home and put it into everyday use.

            Some other ways the curriculum was improved was to gather more qualitative data for the second implementation, students completed self-evaluations at the beginning, middle, and end of the year to track their growth in different aspects of youth and leadership development.  The curriculum needed be more structured to have clearer goals.  It integrated the main components better so that the leadership education did not get in the way of students’ academic education.

            One way for students to practice leadership skills was through teambuilding activities, which helped them foster their communication, teamwork, and creativity skills in fun ways.  This was effective practice for the age group of 8-9 year olds.  However, to give them more authentic and meaningful opportunities to practice, the students will be working towards a classroom leadership service project at the end of the year.   The researcher will work hard to create a strong adult-youth relationship so that by the end of the year, the students have more power and influence in what they do.  The students will formulate their own service project as a class, with minimal help from the researcher.

            To foster reflective practice, students kept a Leadership Binder in the second implementation.  Here they took notes on the 7 Habits, had space to record real life examples of leadership, reflect on positive leaders in their lives and in the world, and make journal responses.  Debriefing sessions took place after teambuilding activities to reflect on specific skills and experiences.  A part of the Tribes program encourages “community circles” where the class will met daily in a circle to discuss and reflect on various things.  Community circles were done in the first implementation, but not on a regular basis.  In the 2013-2014 school year, the class met as a community circle daily.

            The program is 4 months into its run, and results this school year have been positive.  Students are connecting with the 7 Habits, are showing stronger conflict resolution skills, and are taking on small leadership roles.  They are excited to revisit each habit again in trimester two of the school year.  The researcher is excited to see more results as the year goes on.  Please see Leadership Project Documents for a brief curriculum outline and the self-evaluations that were used in the 2013-2014 school year.